I have over 20 years of experience in regulatory change implementation, specifically relating to KYC / AML, Unbundling & MifID II, setting up and managing CSAs, RPAs and CSA aggregation, commission management and investment research budget setting and operations. I also have extensive experience in analysing and enhancing 1LoD FO Controls frameworks, including RCSA and policy and procedure reviews.
As I have many years direct business experience of change implementation in these areas, I can provide a greater level of understanding, insight and efficiency then most larger consulting firms. I strive to offer the highest level of service tailored to your needs and your relevant stakeholders. I aim to help you enhance your governance structures and streamline implementation of regulatory changes to enable you to maximise the growth and development of your business.
