1st Line of Defence Risk Assessment and Control Assurance
a) Reviewing Policy and Procedures Documents
- 'Kicking the tyres' of your policies & procedures to ensure they are adhering to current regulatory obligations and in line with your op risk management framework.
b) Reviewing Control framework, including taxonomy, monitoring and reporting
c) RCSA review
- Writing and reviewing risk assessment, control monitoring and testing.
CSA (CSA-style) or RPA set up and management
Client Strategy / Client relationship management
Execution rates and Research pricing and budgeting
CSA aggregation
Legal agreements review (CSA / RPA / SPA)
Research and client profitability analysis
With our partner GDPR Local, we can advise:
How your customers should engage with company websites.
On the significant legal, financial and reputational risk areas for the corporation and its directors, as well as individual staff members.
Following a full review of your current processes which areas do not meet current GDPR rules.
Which adjustments are required to meet new EU requirements for UK companies, as well as providing ongoing staff training.