Understanding impact of latest regulatory changes on joint payments in UK , EU and US
Adopting Joint Payments (CSAs) cost / benefit analysis
Ongoing Client Strategy / CRM
Execution rates and Research valuation & budgeting
CSA aggregation
Legal agreements review (CSA / RPA / SPA)
Research and client profitability analysis
1st Line of Defence Risk Assessment and Control Assurance
a) Reviewing Policy and Procedures Documents
'Kicking the tyres' of your policies & procedures to ensure they are adhering to current regulatory obligations and in line with your op risk management framework.
b) Reviewing Control framework, including taxonomy, monitoring and reporting
c) RCSA review
- Writing and reviewing risk assessment, control monitoring and testing.
FGA Consulting Limited